Addiction Severity Index Lite - CF Thomas McLellan, Ph.D. HOLLINGSHEAD CATEGORIES: John Cacciola, Ph.D.
1. Higher execs, major professionals, owners of large businesses. 2. Business managers if medium sized businesses, lesser professions, i.e.,
Deni Carise, Ph.D.
nurses, opticians, pharmacists, social workers, teachers.
Thomas H. Coyne, MSW
3. Administrative personnel, managers, minor professionals,
Remember: This is an interview, not a test
owners/proprietors of small businesses, i.e., bakery, car dealership,
engraving business, plumbing business, florist, decorator, actor, reporter,
≈Item numbers circled are to be asked at follow-up.≈
≈Items with an asterisk* are cumulative and should be
4. Clerical and sales, technicians, small businesses (bank teller, bookkeeper,
rephrased at follow-up.≈
clerk, draftsman, timekeeper, secretary).
Items in a double border gray box are questions for the interviewer.
5. Skilled manual - usually having had training (baker, barber, brakeman,
Do not ask these questions of the client.≈
chef, electrician, fireman, lineman, machinist, mechanic, paperhanger,
painter, repairman, tailor, welder, policeman, plumber).
6. Semi-skilled (hospital aide, painter, bartender, bus driver, cutter, cook,
INTRODUCING THE ASI: Seven potential problem areas: Medical,
drill press, garage guard, checker, waiter, spot welder, machine operator).
Employment/Support Status, Alcohol, Drug, Legal, Family/Social, and
7. Unskilled (attendant, janitor, construction helper, unspecified labor,
Psychological. All clients receive this same standard interview. All
There are two time periods we will discuss:
LIST OF COMMONLY USED DRUGS: Patient Rating Scale: Patient input is important. For each area, I will ask
you to use this scale to let me know how bothered you have been by any
problems in each section. I will also ask you how important treatment is for
Pain killers = Morphine, Dilaudid, Demerol,
Percocet, Darvon, Talwin, Codeine, Tylenol 2,3,4,
Nembutal, Seconal, Tuinal, Amytal, Pentobarbital,
Benzodiazepines = Valium, Librium, Ativan, Serax
Tranxene, Dalmane, Halcion, Xanax, Miltown,
If you are uncomfortable giving an answer, then don't answer.
Cocaine Crystal, Free-Base Cocaine or Crack, and
Please do not give inaccurate information!
Monster, Crank, Benzedrine, Dexedrine, Ritalin,
Preludin, Methamphetamine, Speed, Ice, Crystal
INTERVIEWER INSTRUCTIONS:
LSD (Acid), Mescaline, Psilocybin (Mushrooms), Peyote,
Green, PCP (Phencyclidine), Angel Dust, Ecstacy
2. Make plenty of Comments (if another person reads this ASI, they should
Nitrous Oxide (Whippits), Amyl Nitrite (Poppers),
have a relatively complete picture of the client's perceptions ofhis/her
4. Terminate interview if client misrepresents two or more sections.
5. When noting comments, please write the question number.
6. Tutorial/clarification notes are preceded with "•".
ALCOHOL/DRUG USE INSTRUCTIONS: The following questions look at two time periods: the past 30 days and lifetime. HALF TIME RULE:
If a question asks the number of months,
Lifetime refers to the time prior to the last 30 days. However if the client has been
round up periods of 14 days or more to 1
incarcerated for more than 1 year, you would only gather lifetime information, unless
the client admits to significant alcohol /drug use during incarceration. This guideline
only applies to the Alcohol/Drug Section.
30 day questions only require the number of days used.
CONFIDENCE RATINGS:
Lifetime use is asked to determine extended periods of use.
Regular use = 3+ times per week, binges, or problematic irregular use
in which normal activities are compromised.
Alcohol to intoxication does not necessarily mean "drunk", use the
words felt the effects", “got a buzz”, “high”, etc. instead of intoxication.
Misrepresentation = overt contradiction in
As a rule of thumb, 5+ drinks in one setting, or within a brief period of
Probe and make plenty of comments! “How to ask these questions:
→ "How many days in the past 30 have you used.?
→ "How many years in your life have you regularly used.?"
NEW BEGINNINGS ADDICTION & RECOVERY CENTER
Addiction Severity Index Lite - Training Version GENERAL INFORMATION __________________________________________________ __________________________________________________
G2. SS No. : -- __________________________________________________ ______________________________________(____)______
G4. Date of Admission: //
G5. Date of Interview: //
G17. Of what race do you consider yourself?
1. White (not Hisp) 5. Asian/Pacific 9. Other Hispanic
2. Black (not Hisp) 6. Hispanic-Mexican
2. Telephone (Intake ASI must be in person)
3. American Indian 7. Hispanic-Puerto Rican
G18. Do you have a religious preference?
G19. Have you been in a controlled environment in
•A place, theoretically, without access to drugs/alcohol.
•"NN" if Question G19 is No. Refers to total
number of days detained in the past 30 days.
(Clinical/Training Version) MEDICAL STATUS MEDICAL COMMENTS
(Include question number with your notes)
M1.∗ How many times in your life have you been
__________________________________________________
• Include O.D.'s and D.T.'s. Exclude detox, alcohol/drug,
psychiatric treatment and childbirth (if no complications). Enter the
__________________________________________________
number of overnight hospitalizations for medical problems. __________________________________________________ __________________________________________________ __________________________________________________
• If "Yes", specify in comments.
• A chronic medical condition is a serious physical
__________________________________________________
condition that requires regular care, (i.e., medication, dietary
restriction) preventing full advantage of their abilities.
__________________________________________________ __________________________________________________ __________________________________________________
• If Yes, specify in comments.
• Medication prescribed by a MD for medical conditions; not psychiatric medicines. Include medicines prescribed whether or not __________________________________________________
the patient is currently taking them. The intent is to verify chronic
__________________________________________________ __________________________________________________
• If Yes, specify in comments. __________________________________________________
• Include Workers' compensation, exclude psychiatric disability.
__________________________________________________ __________________________________________________
• Do not include ailments directly caused by drugs/alcohol.
• Include flu, colds, etc. Include serious ailments related to
drugs/alcohol, which would continue even if the patient were abstinent
__________________________________________________
(e.g., cirrhosis of liver, abscesses from needles, etc.).
__________________________________________________ For Questions M7 & M8, ask the patient to use the Patient Rating scale.
M7. How troubled or bothered have you been by
__________________________________________________
these medical problems in the past 30 days?
• Restrict response to problem days of Question M6.
__________________________________________________
M8. How important to you now is treatment for
__________________________________________________
• Refers to the need for new or additional medical treatment by the patient. __________________________________________________ __________________________________________________ CONFIDENCE RATINGS Is the above information significantly distorted by: __________________________________________________ __________________________________________________ __________________________________________________ EMPLOYMENT/SUPPORT STATUS EMPLOYMENT/SUPPORT COMMENTS
(Include question number with your notes)
__________________________________________________
E2.∗ Training or Technical education completed:
__________________________________________________
• Formal/organized training only. For military training,
only include training that can be used in civilian life, Months
__________________________________________________ __________________________________________________
E4. Do you have a valid driver's license?
__________________________________________________
• Valid license; not suspended/revoked.
E5. Do you have an automobile available?
__________________________________________________
• If answer to E4 is "No", then E5 must be "No". 0 - No 1 - Yes
Does not require ownership, only requires
__________________________________________________ __________________________________________________
E6. How long was your longest full time job?
__________________________________________________ __________________________________________________ __________________________________________________
(specify) ______________________________
__________________________________________________
(use Hollingshead Categories Reference Sheet)
__________________________________________________
E9 Does someone contribute the majority of
__________________________________________________ __________________________________________________ __________________________________________________
E10. Usual employment pattern, past three years?
1. Full time (35+ hours) 5. Service 2. Part time (regular hours) 6. Retired/Disability
__________________________________________________
3. Part time (irregular hours) 7. Unemployed
__________________________________________________
• Answer should represent the majority of the last 3 years, not just
the most recent selection. If there are equal times for more than one
category, select that which best represents more current situation.
__________________________________________________ __________________________________________________
E11. How many days were you paid for working
__________________________________________________
• Include "under the table" work, paid sick days and vacation.
__________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ EMPLOYMENT/SUPPORT (cont.) For questions E12-17: How much money did you receive from EMPLOYMENT/SUPPORT COMMENTS the following sources in the past 30 days?
(Include question number with your notes)
__________________________________________________
• Net or "take home" pay, include any
__________________________________________________ __________________________________________________
• Include food stamps, transportation money
__________________________________________________ __________________________________________________ __________________________________________________
• Include disability, pensions, retirement,
veteran's benefits, SSI & workers' compensation.
__________________________________________________
clothing), include unreliable sources of income
__________________________________________________
(e.g. gambling). Record cash payments only,
include windfalls (unexpected), money from
__________________________________________________
loans, gambling, inheritance, tax returns, etc.).
__________________________________________________
•Cash obtained from drug dealing,
stealing, fencing stolen goods, gambling,
prostitution, etc. Do not attempt to convert __________________________________________________ __________________________________________________
the majority of their food, shelter, etc.?
__________________________________________________
• Must be regularly depending on patient, do include alimony/child
support, do not include the patient or self-supporting spouse, etc.
__________________________________________________ __________________________________________________
• Include inability to find work, if they are actively looking for work,
or problems with present job in which that job is jeopardized.
__________________________________________________ For Question E20, ask the patient to use the Patient Rating scale. __________________________________________________
E20. How troubled or bothered have you been by these
employment problems in the past 30 days?
__________________________________________________
• If the patient has been incarcerated or detained during the
past 30 days, they cannot have employment problems.
__________________________________________________
E21. How important to you now is counseling for
__________________________________________________
• The patient's ratings in Questions E20-21 refer to Question E19.
• Stress help in finding or preparing for a job, not giving them a job.
__________________________________________________ __________________________________________________ CONFIDENCE RATINGS Is the above information significantly distorted by: __________________________________________________ __________________________________________________
E24. Patient's inability to understand? 0-No 1-Yes
__________________________________________________ __________________________________________________ __________________________________________________ ALCOHOL/DRUGS ALCOHOL/DRUGS COMMENTS
(Include question number with your notes)
Route of Administration Types:
1. Oral 2. Nasal 3. Smoking 4. Non-IV injection 5. IV
__________________________________________________ Note the usual or most recent route. For more than one route, choose the most severe. The routes are listed from least severe to most severe.__________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________
D17. How many times have you had Alcohol DT's?
•Delirium Tremens (DT's): Occur 24-48 hours after last drink, or
significant decrease in alcohol intake, shaking, severe disorientation,
__________________________________________________
fever, , hallucinations, they usually require medical attention.
ALCOHOL/DRUGS (cont.) ALCOHOL/DRUGS COMMENTS
How many times in your life have you been treated for :
(Include question number with your notes)
__________________________________________________
__________________________________________________
• Include detoxification, halfway houses, in/outpatient counseling,
and AA or NA (if 3+ meetings within one month period).
__________________________________________________ __________________________________________________ __________________________________________________
• If D19 = "00", then question D21 is "NN"
If D20 = ‘00’, then question D22 is “NN”
__________________________________________________
How much money would you say you spent during the past
__________________________________________________
__________________________________________________ __________________________________________________
• Only count actual money spent. What is the financial burden caused by __________________________________________________
D25. How many days have you been treated as
an outpatient for alcohol or drugs in the
__________________________________________________ __________________________________________________ For Questions D28-D31, ask the patient to use the Patient Rating scale. The patient is rating the need for additional substance abuse treatment. __________________________________________________
How many days in the past 30 have you experienced:
__________________________________________________
How troubled or bothered have you been in the past 30 days by
__________________________________________________
__________________________________________________
How important to you now is treatment for these:
__________________________________________________
__________________________________________________
How many days in the past 30 have you experienced:
__________________________________________________
• Include only: Craving, withdrawal symptoms,
__________________________________________________
disturbing effects of use, or wanting to stop and being unable to.
How troubled or bothered have you been in the past 30 days by
__________________________________________________ __________________________________________________
How important to you now is treatment for these:
__________________________________________________
__________________________________________________ CONFIDENCE RATINGS Is the above information significantly distorted by:
D35. Patient's inability to understand? 0-No 1-Yes
LEGAL STATUS LEGAL COMMENTS
L1. Was this admission prompted or suggested by the
(Include question number with your notes)
• Judge, probation/parole officer, etc.
__________________________________________________
• Note duration and level in comments.
__________________________________________________ How many times in your life have you been arrested and __________________________________________________ charged with the following: __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________
• Include total number of counts, not just convictions. Do not include
__________________________________________________
juvenile (pre-age 18) crimes, unless they were charged as an adult.
__________________________________________________
L17∗ How many of these charges resulted
__________________________________________________
• If L03-16 = 00, then question L17 = "NN".
• Do not include misdemeanor offenses from questions L18-20 below.
__________________________________________________
• Convictions include fines, probation, incarcerations, suspended
__________________________________________________ How many times in your life have you been charged with the following: __________________________________________________
__________________________________________________ __________________________________________________ __________________________________________________
• Moving violations: speeding, reckless driving,
__________________________________________________
L21∗ How many months were you incarcerated
__________________________________________________
• If incarcerated 2 weeks or more, round this up
to 1 month. List total number of months incarcerated.
__________________________________________________ __________________________________________________ __________________________________________________
• Use the number of the type of crime committed: 03-16
__________________________________________________
• Refers to Q. L24. If more than one, choose most severe.
• Don't include civil cases, unless a criminal offense is involved.
__________________________________________________ __________________________________________________
• Include being arrested and released on the same day.
__________________________________________________ __________________________________________________ LEGAL STATUS (cont.) LEGAL COMMENTS
(Include question number with your notes)
you engaged in illegal activities for profit?
• Exclude simple drug possession. Include drug dealing, prostitution,
__________________________________________________
selling stolen goods, etc. May be cross checked with Question E17
under Employment/Family Support Section.
__________________________________________________ __________________________________________________ For Questions L28-29, ask the patient to use the Patient Rating scale.
L28. How serious do you feel your present legal problems
__________________________________________________ __________________________________________________
L29. How important to you now is counseling
__________________________________________________
• Patient is rating a need for additional referral to legal counsel __________________________________________________ __________________________________________________ CONFIDENCE RATINGS Is the above information significantly distorted by: __________________________________________________ __________________________________________________
L32. Patient's inability to understand? 0 - No 1 - Yes
__________________________________________________ FAMILY/SOCIAL RELATIONSHIPS FAMILY/SOCIAL COMMENTS
(Include question number with your notes)
__________________________________________________
2-Remarried 4-Separated 6-Never Married
• Common-law marriage = 1. Specify in comments.
__________________________________________________
F3. Are you satisfied with this situation?
• Satisfied = generally liking the situation. - Refers to Questions F1 & F2.
__________________________________________________
F4.∗ Usual living arrangements (past 3 years):
__________________________________________________ __________________________________________________ __________________________________________________
Choose arrangements most representative of the past 3 years. If there is an even
split in time between these arrangements, choose the most recent arrangement.
__________________________________________________
F6. Are you satisfied with these arrangements?
__________________________________________________ Do you live with anyone who: __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________
• If a girlfriend/boyfriend is considered as family by patient, then they
must refer to them as family throughout this section, not a friend.
__________________________________________________
F10. Are you satisfied with spending your free time
__________________________________________________
• A satisfied response must indicate that the person generally
likes the situation. Referring to Question F9.
__________________________________________________ Have you had significant periods in which you have experienced serious problems getting along with: __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________
• "Serious problems" mean those that endangered the relationship.
__________________________________________________
• A "problem" requires contact of some sort, either by telephone or in person.
__________________________________________________ Did anyone abuse you? __________________________________________________ __________________________________________________ FAMILY/SOCIAL (cont.) FAMILY/SOCIAL COMMENTS
(Include question number with your notes)
How many days in the past 30 have you had serious conflicts: __________________________________________________
__________________________________________________ For Questions F32-34, ask the patient to use the Patient Rating scale. __________________________________________________ How troubled or bothered have you been in the past 30 __________________________________________________ __________________________________________________
FHow important to you now is treatment or counseling for __________________________________________________
• Patient is rating his/her need for counseling for family
__________________________________________________
problems, not whether the family would be willing to attend.
How many days in the past 30 have you had serious __________________________________________________ conflicts: __________________________________________________
F31. With other people (excluding family)?
For Questions F33-35, ask the patient to use the Patient Rating scale. __________________________________________________ How troubled or bothered have you been in the past 30 __________________________________________________
__________________________________________________ How important to you now is treatment or counseling for __________________________________________________ __________________________________________________
• Include patient's need to seek treatment for such
social problems as loneliness, inability to socialize, and
__________________________________________________
dissatisfaction with friends. Patient rating should refer to
dissatisfaction, conflicts, or other serious problems.
__________________________________________________ __________________________________________________ CONFIDENCE RATING Is the above information significantly distorted by: __________________________________________________ __________________________________________________
F38. Patient's inability to understand? 0-No 1-Yes
__________________________________________________
__________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ __________________________________________________ PSYCHIATRIC STATUS How many times have you been treated for any PSYCHIATRIC STATUS COMMENTS psychological or emotional problems:
(Include question number with your comments)
P1.∗ In a hospital or inpatient setting?
__________________________________________________
• Do not include substance abuse, employment, or family counseling.
__________________________________________________
Treatment episode = a series of more or less continuous visits or treatment days, not the number of visits or treatment days.
• Enter diagnosis in comments if known.
__________________________________________________
P3. Do you receive a pension for a psychiatric disability?
__________________________________________________ __________________________________________________ Have you had a significant period of time (that was not a direct result of alcohol/drug use) in which you have: __________________________________________________ __________________________________________________ __________________________________________________
interest, difficulty with daily function?
P5. Experienced serious anxiety/ tension,
__________________________________________________
uptight, unreasonably worried, inability to feel relaxed?
__________________________________________________
P6. Experienced hallucinations-saw things
__________________________________________________ __________________________________________________ __________________________________________________ For Items P8-10, Patient can have been under the influence of alcohol/drugs.
P8. Experienced trouble controlling violent behavior
__________________________________________________
including episodes of rage, or violence?
P9. Experienced serious thoughts of suicide?
__________________________________________________
• Patient seriously considered a plan for taking
__________________________________________________
• Include actual suicidal gestures or attempts.
__________________________________________________ __________________________________________________
• Prescribed for the patient by MD. Record "Yes" if a medication
was prescribed even if the patient is not taking it.
__________________________________________________
P12. How many days in the past 30 have you experienced
__________________________________________________
these psychological or emotional problems?
• This refers to problems noted in Questions P4-P10.
__________________________________________________ For Questions P13-P14, ask the patient to use the Patient Rating scale __________________________________________________
P13. How much have you been troubled or bothered by these
psychological or emotional problems in the past 30 days?
__________________________________________________
• Patient should be rating the problem days from Question P12.
P14. How important to you now is treatment for
__________________________________________________
these psychological or emotional problems?
CONFIDENCE RATING Is the above information significantly distorted by:
P23. Patient's inability to understand? 0-No 1-Yes
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Decision No. 259/08 [Names of Parties are Not Published] Ontario Workplace Safety and Insurance Appeals Tribunal Panel: R. Nairn, Vice-Chair; J.J. Donaldson, Member Representative of Employers; M. Ferrari, Member Representative of Workers Tribunal Summary: Stress, mental -- Board Directives and Guidelines (stress, mental) (traumatic event). The worker worked for a department